Common Stock of Tri-Continental is listed on the New York Stock Exchange under the symbol TY. Shares may be bought and sold through registered investment security dealers such as your broker.
In addition, RiverSource Service Corporation, the transfer agent for Tri-Continental, maintains the Automatic Dividend Investment and Cash Purchase Plan (ADIP). ADIP provides Tri-Continental Common Stockholders with four ways to add to their investments: 1) with Tri-Continental dividends and distributions, 2) with cash dividends from other corporations, 3) with cash payments, in any amount, and 4) with cash provided by pre-authorized checks through the Automatic Check Service. Please see the Corporation's prospectus for the terms and conditions of ADIP.
Please contact RiverSource Service Corporation at 800.221.2450, Option 2 - any business day from 7:00 A.M. to 6:00 P.M. CST with any questions on ADIP.
Most brokers also offer dividend reinvestment programs through which your shares held in a brokerage account can grow. And many registered securities dealers are also eligible to participate in ADIP through the DTC system. Contact your broker to determine what options are available to you and are most suitable to your investment goals.
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This information is authorized for use only in the case of concurrent or prior delivery of the offering prospectus of the Corporation. You should consider the investment objectives, risks, charges, and expenses of the Corporation carefully before investing. The prospectus, which contains information about these factors and other information about the Corporation, should be read carefully before investing in the Corporation. You can obtain the Corporation’s, prospectus and stockholder reports by clicking on the respective links. These reports and other information are also available on the Securities and Exchange Commission’s EDGAR Database. Tri-Continental is managed by RiverSource Investments, LLC. This material is distributed by RiverSource Fund Distributors, Inc., member FINRA. Consistent with the Corporation’s policy, each member of the Board of Directors of the Corporation are encouraged to attend the Corporation's Annual Meeting of Stockholders. There were four Directors in attendance at the Corporation’s 2009 Annual Meeting of Stockholders.
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