Common Stock of Tri-Continental is listed on the New York Stock Exchange under the symbol TY. Shares may be bought and sold through registered investment security dealers such as your broker.
In addition, Columbia Management Investment Services Corp., the transfer agent for Tri-Continental, maintains the Automatic Dividend Investment and Cash Purchase Plan (ADIP). ADIP provides Tri-Continental Common Stockholders with four ways to add to their investments: 1) with Tri-Continental dividends and distributions, 2) with cash dividends from other corporations, 3) with cash payments, in any amount, and 4) with cash provided by pre-authorized checks through the Automatic Check Service. Please see the Corporation's prospectus for the terms and conditions of ADIP.
Please contact Columbia Management Investment Services Corp. at 1.800.221.2450, Option 2 - any business day from 7:00 A.M. to 6:00 P.M. CST with any questions on ADIP.
Most brokers also offer dividend reinvestment programs through which your shares held in a brokerage account can grow. And many registered securities dealers are also eligible to participate in ADIP through the DTC system. Contact your broker to determine what options are available to you and are most suitable to your investment goals.
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This information is for use with concurrent or prior delivery of the offering prospectus of the Corporation. Investors should consider the investment objectives, risks, charges and expenses of the Corporation carefully before investing. The prospectus, which contains information about these factors and other information about the Corporation, should be read carefully before investing in the Corporation. You can obtain the Corporation’s prospectus and stockholder reports by clicking on the respective links. These reports and other information are also available on the Securities and Exchange Commission’s EDGAR Database. Not FDIC Insured/No Bank Guarantee/May Lose Value Tri-Continental is managed by Columbia Management Investment Advisers, LLC (formerly known as RiverSource Investments, LLC). This material is distributed by Columbia Management Investment Distributors, Inc. (formerly known as RiverSource Fund Distributors, Inc.), member FINRA.
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